UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2
(Amendment No. ) *
ShotSpotter, Inc.
(Name of Issuer)
Common Stock, $0.005 par value per share
(Title of Class of Securities)
82536T 10 7
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 82536T 10 7 | 13 G |
1 | NAMES OF REPORTING PERSONS.
Claremont Creek Ventures, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ (1) | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
715,380 shares of Common Stock (2) | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
715,380 shares of Common Stock (2) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
715,380 shares of Common Stock (2) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.4% (3) | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | This Schedule 13G is filed by Claremont Creek Ventures, L.P. (CCV), Claremont Creek Partners, LLC (CCP), Claremont Creek Partners Fund, L.P. (CCPF), Randall Hawks (Hawks) and Nathaniel Goldhaber (Goldhaber together with CCV, CCP, CCPF and Hawks, collectively, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | Includes (i) 692,131 shares held by CCV and (ii) 23,249 shares held by CCPF. CCP serves as the sole general partner of CCV and CCPF and has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to own beneficially the shares held by CCV and CCPF. Hawks and Goldhaber are Managing Directors of CCP and share voting and dispositive power over the shares held by CCV and CCPF, and may be deemed to own beneficially the shares held by CCV and CCPF. |
(3) | This percentage set forth on the cover sheets are calculated based on 9,646,416 shares of the Common Stock outstanding as of November 10, 2017, as disclosed in the Issuers Form 10-Q for the period ended September 30, 2017, as filed with the Securities and Exchange Commission (the Commission) on November 14, 2017. |
2.
CUSIP NO. 82536T 10 7 | 13 G |
1 | NAMES OF REPORTING PERSONS.
Claremont Creek Partners Fund, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ (1) | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
715,380 shares of Common Stock (2) | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
715,380 shares of Common Stock (2) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
715,380 shares of Common Stock (2) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.4% (3) | |||||
12 | TYPE OF REPORTING PERSON*
PN |
(1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | Includes (i) 692,131 shares held by CCV and (ii) 23,249 shares held by CCPF. CCP serves as the sole general partner of CCV and CCPF and has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to own beneficially the shares held by CCV and CCPF. Hawks and Goldhaber are Managing Directors of CCP and share voting and dispositive power over the shares held by CCV and CCPF, and may be deemed to own beneficially the shares held by CCV and CCPF. |
(3) | This percentage set forth on the cover sheets are calculated based on 9,646,416 shares of the Common Stock outstanding as of November 10, 2017, as disclosed in the Issuers Form 10-Q for the period ended September 30, 2017, as filed with the Commission on November 14, 2017. |
3.
CUSIP NO. 82536T 10 7 | 13 G |
1 | NAMES OF REPORTING PERSONS
Claremont Creek Partners, LLC | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ (1) | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
715,380 shares of Common Stock (2) | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
715,380 shares of Common Stock (2) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
715,380 shares of Common Stock (2) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.4% (3) | |||||
12 | TYPE OF REPORTING PERSON*
OO |
(1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | Includes (i) 692,131 shares held by CCV and (ii) 23,249 shares held by CCPF. CCP serves as the sole general partner of CCV and CCPF and has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to own beneficially the shares held by CCV and CCPF. Hawks and Goldhaber are Managing Directors of CCP and share voting and dispositive power over the shares held by CCV and CCPF, and may be deemed to own beneficially the shares held by CCV and CCPF. |
(3) | This percentage set forth on the cover sheets are calculated based on 9,646,416 shares of the Common Stock outstanding as of November 10, 2017, as disclosed in the Issuers Form 10-Q for the period ended September 30, 2017, as filed with the Commission on November 14, 2017. |
4.
CUSIP NO. 82536T 10 7 | 13 G |
1 | NAMES OF REPORTING PERSONS
Randall Hawks | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ (1) | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
715,380 shares of Common Stock (2) | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
715,380 shares of Common Stock (2) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
715,380 shares of Common Stock (2) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.4% (3) | |||||
12 | TYPE OF REPORTING PERSON*
IN |
(1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | Includes (i) 692,131 shares held by CCV and (ii) 23,249 shares held by CCPF. CCP serves as the sole general partner of CCV and CCPF and has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to own beneficially the shares held by CCV and CCPF. Hawks and Goldhaber are Managing Directors of CCP and share voting and dispositive power over the shares held by CCV and CCPF, and may be deemed to own beneficially the shares held by CCV and CCPF. |
(3) | This percentage set forth on the cover sheets are calculated based on 9,646,416 shares of the Common Stock outstanding as of November 10, 2017, as disclosed in the Issuers Form 10-Q for the period ended September 30, 2017, as filed with the Commission on November 14, 2017. |
5.
CUSIP NO. 82536T 10 7 | 13 G |
1 | NAMES OF REPORTING PERSONS
Nathaniel Goldhaber | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ (1) | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
715,380 shares of Common Stock (2) | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
715,380 shares of Common Stock (2) | |||||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
715,380 shares of Common Stock (2) | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.4% (3) | |||||
12 | TYPE OF REPORTING PERSON*
IN |
(1) | This Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | Includes (i) 692,131 shares held by CCV and (ii) 23,249 shares held by CCPF. CCP serves as the sole general partner of CCV and CCPF and has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to own beneficially the shares held by CCV and CCPF. Hawks and Goldhaber are Managing Directors of CCP and share voting and dispositive power over the shares held by CCV and CCPF, and may be deemed to own beneficially the shares held by CCV and CCPF. |
(3) | This percentage set forth on the cover sheets are calculated based on 9,646,416 shares of the Common Stock outstanding as of November 10, 2017, as disclosed in the Issuers Form 10-Q for the period ended September 30, 2017, as filed with the Commission on November 14, 2017. |
6.
Introductory Note: This statement on Schedule 13G is filed by the Reporting Persons with the Commission in respect of shares of Common Stock, par value $0.005 per share (Common Stock), of ShotSpotter, Inc., a Delaware corporation (the Issuer).
Item 1 |
(a) | Name of Issuer: | ShotSpotter, Inc. | ||
(b) | Address of Issuers | |||
Principal Executive Offices: | 7979 Gateway Blvd., Suite 210 Newark, California 94560 |
Item 2 |
(a) | Name of Reporting Persons Filing: |
1. | Claremont Creek Ventures, L.P. (CCV) |
2. | Claremont Creek Partners Fund, L.P. (CCPF) |
3. | Claremont Creek Partners, LLC (CCP) |
4. | Randall Hawks (Hawks) |
5. | Nathaniel Goldhaber (Goldhaber) |
(b) | Address of Principal Business Office: | c/o Claremont Creek Ventures 300 Frank H. Ogawa Plaza, Suite 350 Oakland, California 94612 |
(c) | Citizenship: |
CCV | Delaware | |
CCPF | Delaware | |
CCP | Delaware | |
Hawks | United States of America | |
Goldhaber | United States of America |
(d)
|
Title of Class of Securities: | Common Stock | ||
(e) | CUSIP Number: | 82536T 10 7 |
Item 3 | Not applicable. |
Item 4 | Ownership. |
The following information with respect to the ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2017:
Reporting Persons |
Shares Held Directly (1) |
Sole Voting Power |
Shared Voting Power |
Sole Dispositive Power |
Shared Dispositive Power |
Beneficial Ownership |
Percentage of Class (1, 3) |
|||||||||||||||||||||
CCV |
692,131 | 0 | 715,380 | 0 | 715,380 | 715,380 | 7.4 | % | ||||||||||||||||||||
CCPF |
23,249 | 0 | 715,380 | 0 | 715,380 | 715,380 | 7.4 | % | ||||||||||||||||||||
CCP (2) |
0 | 0 | 715,380 | 0 | 715,380 | 715,380 | 7.4 | % |
7.
Reporting Persons |
Shares Held Directly (1) |
Sole Voting Power |
Shared Voting Power |
Sole Dispositive Power |
Shared Dispositive Power |
Beneficial Ownership |
Percentage of Class (1, 3) |
|||||||||||||||||||||
Hawks (2) |
0 | 0 | 715,380 | 0 | 715,380 | 715,380 | 7.4 | % | ||||||||||||||||||||
Goldhaber (2) |
0 | 0 | 715,380 | 0 | 715,380 | 715,380 | 7.4 | % |
(1) | Represents the number of shares of Common Stock held by the Reporting Persons. |
(2) | CCP serves as the sole general partner of CCV and CCPF and has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to own beneficially the shares held by CCV and CCPF. Hawks and Goldhaber are Managing Directors of CCP and share voting and dispositive power over the shares held by CCV and CCPF, and may be deemed to own beneficially the shares held by CCV and CCPF. |
(3) | This percentage set forth on the cover sheets are calculated based on 9,646,416 shares of the Common Stock outstanding as of November 10, 2017, as disclosed in the Issuers Form 10-Q for the period ended September 30, 2017, as filed with the Commission on November 14, 2017. |
Item 5 | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof, the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ☐
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person. |
Not applicable.
Item 7 | Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. |
Not applicable.
Item 8 | Identification and Classification of Members of the Group. |
Not applicable.
Item 9 | Notice of Dissolution of Group. |
Not applicable.
Item 10 | Certification. |
Not applicable.
8.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in the attached statement on Schedule 13G is true, complete and correct.
Dated: February 12, 2018 | ||
CLAREMONT CREEK VENTURES, L.P. | ||
By: Claremont Creek Partners, LLC | ||
Its: General Partner | ||
By: |
/s/ Randall Hawks | |
Randall Hawks, Managing Director | ||
CLAREMONT CREEK PARTNERS FUND, L.P. | ||
By: Claremont Creek Partners, LLC | ||
Its: General Partner | ||
By: |
/s/ Randall Hawks | |
Randall Hawks, Managing Director | ||
CLAREMONT CREEK PARTNERS, LLC | ||
By: |
/s/ Randall Hawks | |
Randall Hawks, Managing Director | ||
/s/ Randall Hawks | ||
Randall Hawks | ||
/s/ Nathaniel Goldhaber | ||
Nathaniel Goldhaber |
Exhibit(s):
A: | Joint Filing Statement |
9.